Form ADV & Form CRS
Our regulatory filings describe Main Management’s business, services, fees, and conflicts of interest.
Main Management, LLC is an investment adviser registered with the U.S. Securities and Exchange Commission (SEC), CRD #120361. Registration with the SEC does not imply a certain level of skill or training.
Form ADV (Parts 1, 2A & 2B)
Our Form ADV is filed with the SEC and is publicly available through the SEC’s Investment Adviser Public Disclosure (IAPD) website. Part 2A (the firm brochure) describes our services, fees, and conflicts of interest; Part 2B describes our investment professionals.
Client Relationship Summary (Form CRS)
Our Form CRS (Form ADV Part 3) is a brief summary of the relationships and services we offer to retail investors, the fees and costs involved, applicable conflicts of interest, and how to research our firm.
- View our current Form CRS (PDF) on the SEC’s site →
- Free research tools and educational materials are available at investor.gov/CRS.
Request a paper copy
To request a copy of any of these documents at no charge, contact us at info@mainmgt.com or 415-217-5800, or write to Main Management, LLC, 601 California Street, Suite 300, San Francisco, CA 94108.